(Physical Session) Internal Controls and Compliance of Hong Kong Listed Companies
Courses Details
About the seminar
Effective internal control could help to mitigate the risk faced or may be faced by the organization which allows the organization to maximize the use of its resources and achieve its goals. It could also help to ensure the compliance of the organization’s operation, especially in today’s fast changing business environment.
In this seminar, the speakers will discuss the internal control framework and latest AML framework, and how the internal audit function could add value to organisations. The speakers will also share practical control measures for certain operating models.
Seminar summary
- Internal control framework in listed companies
- Roles of internal audit function
- Latest AML framework
- Practical control measures for certain operating models
Speaker(s)
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Winnie Leung Principal, SW Hong Kong
Winnie has more than 15 years of experience in internal audit services. She has considerable experience in internal audit reviews, information technology general control reviews, financial due diligence and other enterprise risk management reviews. She has provided internal audit services to clients from a wide range of industries, including e-commerce platform, financial services, property development and management etc. She is also responsible for leading various pre-IPO due diligence engagements for listed companies.
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Joyce Wong Manager, SW Hong Kong
Joyce has accumulated considerable experience in providing internal control audits in numerous industries, including SFC licensed corporations, retail, manufacturing, property management, and investment sectors. She has also provided internal control and compliance audit services, such as anti-money laundering and customer due diligence, to banks and financial institutions. Prior to joining the internal control and compliance audit service team, Joyce conducted audits for Hong Kong listed companies in various industries. |
Seminar Details
- Date: 2023-12-13
- Time: 16:30 - 18:00
- Language: Cantonese with English handout and terminology
- Venue: 17/F, Leighton Centre, 77 Leighton Road, Causeway Bay, Hong Kong
- Fee: Complimentary
- Product Code: R231213P
- Availability: In Stock
- HK$0.00
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